Category: Regulations and Compliance

TrueProfile LTD Adds Jeff Miller and Steve Schultz to Advisory Board
Press Release Feb 21, 2018
TrueProfile LTD Adds Jeff Miller and Steve Schultz to Advisory Board

Financial Services Veterans Bring Deep Experience, Insights
FCI, Inc. and cleverDome, Inc. Continue CyberSecurity Awareness Campaign at T3 Advisor Conference
Press Release Feb 6, 2018
FCI, Inc. and cleverDome, Inc. Continue CyberSecurity Awareness Campaign at T3 Advisor Conference

Meet the experts in Booth #211, learn about new regulations and compliance requirements in their presentations at T3 Tech Conference
New Covisum White Paper Addresses How Advisors Can and Should Talk Taxes With Clients
Press Release Feb 5, 2018
New Covisum White Paper Addresses How Advisors Can and Should Talk Taxes With Clients

Available for attendees at T3 Advisor Conference: The Elephant and The Snowball white paper helps advisors distinguish taxable income
Leading Game Theorist Launches 60 Second Profile System
Press Release Feb 1, 2018
Leading Game Theorist Launches 60 Second Profile System

TrueProfile.com Empowers Advisors to Join Behavioral Economics Movement
Covisum Provides New Resources to Help Financial Advisors Navigate the Tax Cuts and Jobs Act
Press Release Jan 24, 2018
Covisum Provides New Resources to Help Financial Advisors Navigate the Tax Cuts and Jobs Act

Webinar to tackle what advisors need to know for 2018 and how to identify opportunities from changes in the tax law.

Covisum Updates Tax Clarity Software to Reflect Tax Cuts and Jobs Act Changes
Press Release Jan 11, 2018
Covisum Updates Tax Clarity Software to Reflect Tax Cuts and Jobs Act Changes

Advisors can now answer clients' biggest question in the New Year: "How will the new tax bill affect me?"
Oppenheimer Asset Management, Redi2 Integrate to Better Serve Financial Advisers
Press Release Dec 5, 2017
Oppenheimer Asset Management, Redi2 Integrate to Better Serve Financial Advisers

Process Efficiencies, Fee Disclosure, Ability to Scale Drive Decision
RiXtrema's DOL Fiduciary Rule Checklist Tells Advisors What They Need to Do Now
Press Release Oct 3, 2017
RiXtrema's DOL Fiduciary Rule Checklist Tells Advisors What They Need to Do Now

Advisors Answer Specific Questions; Can Ensure Regulatory Compliance
RiXtrema's Plan Monitor Ensures Compliance With Tibble v. Edison Decision on Continuous Monitoring
Press Release Sep 7, 2017
RiXtrema's Plan Monitor Ensures Compliance With Tibble v. Edison Decision on Continuous Monitoring

Plan Monitor Will Watch Plans 24/7 with Immediate Notification & Reduces Risk for Plan Fiduciaries
Advisor Benchmarking FeeComp Database From RiXtrema Announced: Will Power DOL Fiduciary Rule Solutions
Press Release Nov 16, 2016
Advisor Benchmarking FeeComp Database From RiXtrema Announced: Will Power DOL Fiduciary Rule Solutions

Financial Advisors Can Now Easily Assess, Document and Defend the Fees they Charge, Show they are Working in Client's Best Interests
Efficient Advisors Offers Tips on Smart Plan Investing in the Post-DOL World
Press Release Nov 3, 2016
Efficient Advisors Offers Tips on Smart Plan Investing in the Post-DOL World

Helps Advisors Understand How to Take Plan Business to the Next Level
PCS Launches IRA Rollover Tool to Help Advisors Transition $4 Trillion From "C" to Fee
Press Release Oct 25, 2016
PCS Launches IRA Rollover Tool to Help Advisors Transition $4 Trillion From "C" to Fee

DOL-Compliant Rollover Tool Smoothes the Way for Advisors in the Fiduciary Era
RiXtrema Launches IRAFiduciaryOptimizer Software to Address DOL Fiduciary Rule Compliance
Press Release Oct 20, 2016
RiXtrema Launches IRAFiduciaryOptimizer Software to Address DOL Fiduciary Rule Compliance

Quantitative Methodology Ensures Regulatory Compliance, Puts Financial Advisors on New Playing Field